-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ribw/S5JCpYF2VuLv0mIyqfyrgVCUOALdY+Ru8lrdScy945APRyXDbMInviBfO/E NQkprw53l5nbcE6jhZcc6A== 0000009342-97-000003.txt : 19970222 0000009342-97-000003.hdr.sgml : 19970222 ACCESSION NUMBER: 0000009342-97-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BALDOR ELECTRIC CO CENTRAL INDEX KEY: 0000009342 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 430168840 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10352 FILM NUMBER: 97533676 BUSINESS ADDRESS: STREET 1: 5711 R S BOREHAM JR ST STREET 2: P O BOX 2400 CITY: FORT SMITH STATE: AR ZIP: 72902-2400 BUSINESS PHONE: 5016464711 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOREHAM ROLAND S CENTRAL INDEX KEY: 0000902311 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5711 R S BOREHAM JR STREET CITY: FORT SMITH STATE: AR ZIP: 72901 BUSINESS PHONE: 50106464711 MAIL ADDRESS: STREET 1: PO BOX 2400 CITY: FORT SMITH STATE: AR ZIP: 72902 SC 13G/A 1 ROLAND S. BOREHAM 1996 AMENDMENT TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* Name of Issuer: Baldor Electric Company Title of Class of Securities: Common Stock CUSIP Number: 057741-10-0 Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: 1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and 2) has filed no amendment subsequent thereto reporting beneficial owner- ship of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 057741-10-0 SCHEDULE 13G 1. Name of Reporting Person: Roland S. Boreham, Jr. S.S. or I.R.S. Identification No. of Above Person: ###-##-#### 2. Check the appropriate box if a member of a group*: (a) (b) 3. SEC Use Only: 4. Citizenship of Place of Organization: U.S. Citizen NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. Sole Voting Power: 1,177,828 6. Shared Voting Power: 87,469 7. Sole Dispositive Power: 1,177,802 8. Shared Dispositive Power: 87,495 9. Aggregate amount beneficially owned by each reporting person: 1,265,297 10. Check box if the aggregate amount in row (9) excludes certain shares*: ___ 11. Percent of class represented by amount in row (9): 4.8% 12. Type of reporting person*: In * SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 Pages Item 1(a) Name of Issuer: Baldor Electric Company Item 1(b) Address of Issuer's Principal Executive Offices: 5711 R.S. Boreham, Jr. Street, Fort Smith, AR 72908 Item 2(a) Name of Person Filing: Roland S. Boreham, Jr. Item 2(b) Address of Principal Business Office, if none, Residence: 5711 R. S. Boreham, Jr Street, Fort Smith, AR 72908 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 057741-10-0 Item 3 If this Statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ___ Broker or Dealer registered under Section 15 of the Act. (b) ___ Bank as defined in section 3(a)(6) of the Act. (c) ___ Insurance Company as defined in section 3(a)(19) of the Act. (d) ___ Investment Company registered under section 8 of the Investment Company Act. (e) ___ Investment advisor registered under section 203 of the Investment Advisers Act of 1940. (f) ___ Employee Benefit Plan, Pension Fund which is sub- ject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; sec. 240.13d-1(b)(1)(ii)(F). (g) ___ Parent Holding Company, in accordance with 240.13d- 1 (b)(ii)(G) (Note: See Item 7). (h) ___ Group, in accordance with 240.13d-1(b)(1)(ii)(H). Page 3 of 5 Pages Item 4 Ownership: If the percent of the class owned, as of December 31 of the year covered by the statement or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: Not Applicable (b) Percent of Class: (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: (ii) shared power to vote or to direct the vote: (iii) sole power to dispose or direct the disposition of: Item 5 Ownership of five percent or less of a class: [ X ] Item 6 Ownership of more that five percent on behalf of another person: Not Applicable Item 7 Identification and classification of the subsidiary which acquired the security being reported on by the Parent Holding Company: Not Applicable Item 8 Identification and classification of members of the group: Not Applicable Page 4 of 5 Pages Item 9 Notice of dissolution of group: Not Applicable Item 10 Certification: Not Applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 /s/ Roland S. Boreham, Jr. - -------------------------- Signature Roland S. Boreham, Jr., Chairman of the Board Name/Title Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----